About
My Journey in Resolution
With significant experience in alternative dispute resolution (ADR), I approach each matter with legal precision, impartial judgment, and a commitment to fair, evidence-based decision-making. Drawing on more than two decades in securities regulation and investigations, I bring a deep understanding of complex commercial, consumer, and financial disputes to my work in arbitration and mediation.
My experience includes matters involving:
Commercial and consumer disputes
Investor–broker/Advisor claims
Employment and contractual conflicts
Fraud and compliance issues
Guided by Integrity. Grounded in Fairness
Conflict is part of every human story. It is inevitable — but how we address it determines whether trust is broken or rebuilt.
As both an Arbitrator and a Mediator, my work is guided by one conviction: resolution should empower people, not diminish them.
I believe the best outcomes emerge from honesty, approached with compassion. Whether interpreting the law or facilitating dialogue, my goal is to help parties move from confrontation to understanding, and from conflict to resolution.
Integrity at the Core of Every Decision
Arbitration demands precision, impartiality, and respect for the rule of law. My role as an arbitrator is to examine the evidence carefully, assess the merits fairly, and render decisions that are both legally sound and grounded in integrity.
Law provides the framework for justice, but integrity gives it meaning. Each of my decisions aims not only to uphold the law but to ensure that all parties feel heard, respected, and treated with fairness.
Guiding Dialogue Toward Resolution
Mediation offers a path to resolution grounded in listening, understanding, and respect. Rather than deciding for conflicting parties, I help them find their own way forward — together through honest dialogue and guided reflection.
Through this process, conflicting parties can uncover solutions that restore trust, renew dignity, and lay the foundation for future cooperation. True resolution begins when truth and compassion meet in conversation.
Investigative Expertise
With extensive experience in regulatory oversight and financial investigations, I bring a disciplined, analytical approach to uncovering facts and resolving complex matters. During my 24-year tenure at FINRA, I held key roles across licensing, compliance, fraud detection, and market intelligence—experience that culminated in my work as a Principal Investigator leading high-stakes cases involving investor complaints and regulatory violations.
As a Certified Fraud Examiner (CFE), I apply the same rigor and integrity to identifying and analyzing financial misconduct, providing fact-based insights that support fair and effective dispute resolution.
Multilingual & Culturally Responsive
Fluent in Hindi, Punjabi, and Urdu, and proficient in written Hindi, I work effectively with diverse clients and communities, ensuring cultural nuances are understood and respected throughout the dispute resolution process.
Education & Credentials
Florida Licensed Claims Adjuster.
LL.M., International Legal Studies – American University Washington College of Law
LL.B., Kashmir University, India
Certified Fraud Examiner (CFE) – Since 2014
Florida Supreme Court Certified Circuit Mediator
Fellow (FCIArb) – Chartered Institute of Arbitrators