About

Meet the Founder

With over 20 years of experience in securities regulation, investigations, and alternative dispute resolution (ADR), I bring legal precision, regulatory insight, and cultural sensitivity to every matter I handle. My practice focuses on arbitration and mediation in areas including:

  • Commercial and consumer disputes

  • Investor-broker claims

  • Employment and contractual conflicts

  • Fraud and compliance-related matters

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Arbitration & Mediation Panels

I proudly serve on a range of respected national and international ADR panels, including:

  • American Arbitration Association (AAA)

  • FINRA

  • Florida New Motor Vehicle Arbitration Board

  • Chartered Institute of Arbitrators (CIArb)

I am a Fellow of the Chartered Institute of Arbitrators (FCIArb). In the past, I arbitrated consumer travel-related claims under the ABTA Arbitration Scheme through Hunt ADR (UK), but I am not currently active with that panel. As a Florida Supreme Court Certified Circuit Mediator, I also help parties resolve complex civil disputes through collaborative and structured mediation.

Regulatory & Investigative Expertise

My 24-year tenure at FINRA included roles in licensing, compliance, fraud detection, and market intelligence. As a Principal Investigator, I managed high-stakes investigations involving investor complaints and regulatory violations—experience that now informs my work in resolving intricate financial and commercial disputes.

I am also a Certified Fraud Examiner (CFE) with deep expertise in identifying and analyzing financial misconduct.

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Multilingual & Culturally Responsive

Fluent in Hindi, Punjabi, and Urdu, and proficient in written Hindi, I work effectively with diverse clients and communities, ensuring cultural nuances are understood and respected throughout the dispute resolution process.

Education & Credentials

  • LL.M., International Legal Studies – American University Washington College of Law

  • LL.B., Kashmir University, India

  • Certified Fraud Examiner (CFE) – Since 2014

  • Florida Supreme Court Certified Circuit Mediator

  • Fellow (FCIArb) – Chartered Institute of Arbitrators

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